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      Equitable

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      Regulatory Compiance Specialist - Internal Audit Interview

      Jun 3, 2015
      Anonymous Interview Candidate
      Tampa, FL
      No offer
      Positive experience
      Average interview

      Application

      I applied online. The process took 2 weeks. I interviewed at Equitable (Tampa, FL) in Apr 2012

      Interview

      Phone interview leading to 2 formal interviews. Met with Chief Compliance Officer and Director of Audits. Very cordial interviews and no unexpeced questions. The position was at a lower level than I expected it to be but was still worth pursuing.

      Interview questions [3]

      Question 1

      How would you correct a compliance issue that stemmed from actions taken by managers you work with?
      1 Answer

      Question 2

      Why would this company be the best place for you to continue your career in compliance?
      Answer question

      Question 3

      What types of audits are you comfortable doing?
      Answer question
      1

      Equitable interviews FAQs

      • Regulatory Compiance Specialist - Internal Audit applicants have rated the interview process at Equitable with 3 out of 5 (where 5 is the highest level of difficulty) and assessed their interview experience as 100% positive. To compare, the company-average is 63.5% positive. This is according to Glassdoor user ratings.
      • Candidates applying for Regulatory Compiance Specialist - Internal Audit roles take an average of 14 days to get hired, when considering 1 user submitted interviews for this role. To compare, the hiring process at Equitable overall takes an average of 24 days.
      • Common stages of the interview process at Equitable as a Regulatory Compiance Specialist - Internal Audit according to 1 Glassdoor interviews include:

        Group panel interview:  33%

        Phone interview:  33%

        One on one interview:  33%

      • Here are the most commonly searched roles for interview reports -

        1. Financial Advisor(90) ;
        2. Financial Professional(51) ;
        3. Customer Service Representative(28) ;
        4. Financial Consultant(26) ;
        5. Intern(26) ;
        6. Manager(23) ;
        7. Director(20) ;
        8. Lead Manager(18) ;
        9. Internal Wholesaler(14) ;
        10. Senior Manager(14) ;
        11. Senior Associate(13) ;
        12. Administrative Assistant(11) ;
        13. Business Analyst(11) ;
        14. Internship(7) ;
        15. Case Manager(6) .


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      Jobs at Equitable

      2 jobs in United States
      Digital Product Management Director, Wealth Management (HYBRID or REMOTE)
      United States
      ·
      $281K - $321K /yr
      (Employer provided)
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      Product Manager, Group Retirement (HYBRID)
      Charlotte, NC
      ·
      $75K - $90K /yr
      (Employer provided)
      View job