Interview was easy and a one round process. Questions are on if you know much about the financial industry and regulations. Look up the history of the company, industry regulations and the different certifications that might be relevant.
Interview questions [1]
Question 1
Do you know bluesheets and anything about regulations
I applied online. I interviewed at FINRA (Chicago, IL) in Dec 2020
Interview
Zoom panel interview, none of those lame "tell me about a time" cookie-cutter HR questions, which are a red flag that the people are intellectually stunted--so that's a good thing
I applied through an employee referral. The process took 3 weeks. I interviewed at FINRA
Interview
Applied online, one interview with three managers. Interview consisted of basic behavioral questions. Allowed a lot of time for interviewee to ask questions regarding the role and department. Received & accepted offer.
Interview questions [1]
Question 1
Describe a time you had to handle a difficult conversation.
Investigator applicants have rated the interview process at FINRA with 2.8 out of 5 (where 5 is the highest level of difficulty) and assessed their interview experience as 75% positive. To compare, the company-average is 57.3% positive. This is according to Glassdoor user ratings.
Candidates applying for Investigator roles take an average of 26 days to get hired, when considering 4 user submitted interviews for this role. To compare, the hiring process at FINRA overall takes an average of 23 days.
Common stages of the interview process at FINRA as a Investigator according to 4 Glassdoor interviews include:
Group panel interview: 50%
Phone interview: 50%
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