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      UBS

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      Compliance Interview

      Jan 25, 2019
      Anonymous Interview Candidate
      No offer
      Neutral experience
      Average interview

      Application

      I applied online. The process took 2 weeks. I interviewed at UBS

      Interview

      I got interview two weeks after online application. The interview was with the team lead and she briefly introduced what is the team doing and the team structure, and then asked some technical questions.

      Interview questions [1]

      Question 1

      asked about your background and knowledge related to the position
      Answer question

      Other Compliance Interview Reviews for UBS

      Compliance Interview

      Jul 4, 2024
      Anonymous employee
      Hong Kong
      Accepted offer
      Positive experience
      Difficult interview

      Application

      I applied online. The process took 4 weeks. I interviewed at UBS (Hong Kong) in Apr 2024

      Interview

      There were 5 rounds of interview sessions. Each interviewers know their roles in the interview sessions, ensuring there are no overlaps in terms of questions asked and areas assessed about a candidate.

      Interview questions [1]

      Question 1

      What the types of common non financial risks?
      Answer question

      Compliance Interview

      Feb 19, 2024
      Anonymous Interview Candidate
      No offer
      Positive experience
      Average interview

      Application

      I interviewed at UBS

      Interview

      Online assessment first with the aptitude test, then invited to a round of interviews with the directors onsite at their office, heard back within 2 weeks time with the results

      Interview questions [1]

      Question 1

      Do you know what the job is about
      Answer question

      Compliance Interview

      Dec 12, 2023
      Anonymous Interview Candidate
      Powai, Maharashtra
      No offer
      Positive experience
      Difficult interview

      Application

      I applied through college or university. I interviewed at UBS (Powai, Maharashtra) in Mar 2023

      Interview

      2 round 1st gd then interview hr and technical which will be difficult they will try your knowledge of various subjects not just related to compliance so prepare well before giving Interview

      Interview questions [1]

      Question 1

      Strength and weaknesses Indian economy Investment banking
      Answer question

      UBS interviews FAQs

      • Here are the most commonly searched roles for interview reports -

        1. Associate Director(1135) ;
        2. Director(828) ;
        3. Analyst(569) ;
        4. Intern(529) ;
        5. Software Engineer(428) ;
        6. Authorized Officer(404) ;
        7. Business Analyst(288) ;
        8. Executive Director(277) ;
        9. Project Manager(183) ;
        10. Investment Banking Analyst(175) ;
        11. Client Service Associate(171) ;
        12. Internship(171) ;
        13. Associate(163) ;
        14. Wealth Management Intern(159) ;
        15. Financial Advisor(156) .


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      Jobs at UBS

      23 jobs in United States
      Supervisory Officer
      Dallas, TX
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      Global Banking Equity Capital Markets Compliance Coverage
      New York, NY
      ·
      $190K - $290K /yr
      (Employer provided)
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      Supervisory Officer
      Chicago, IL
      ·
      $105K - $130K /yr
      (Employer provided)
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      KYC Reviews Analyst - (DOD SkillBridge Trainee)
      Nashville, TN
      ·
      $61K - $89K /yr
      (Glassdoor est.)
      View job
      Trade Approval Analyst
      Nashville, TN
      ·
      $70K - $93K /yr
      (Employer provided)
      View job
      View all Compliance Jobs