1.0
Mar 31, 2011
Current employee
London, England
Recommend
CEO approval
Business Outlook
Pros
The only pro is being exposed to a large number of investment products
Cons
Lack of work life balance and senior management buy into compliance. Complince is not taken seriously and does not interfere with the day to day running of the company. Brokers are not made aware of a compliance culture nor are they encouraged toe be by Senior Management.