Tone at the top makes a difference. - Anonymous employee FINRA Employee Review

3.0
Oct 19, 2016
Anonymous employee
Recommend
CEO approval
Business Outlook

Pros

My direct supervisor is fantastic, and the environment is generally very collegial and friendly. The work is challenging and keeps me on my toes.

Cons

Inconsistent messages from people in top positions create a very frustrating work dynamic sometimes. All of the examiner positions are very writing intensive.

Explore other reviews about FINRA

5.0
May 22, 2026
Recommend
CEO approval
Business Outlook

Pros

The hybrid work schedule and the flexibility I am afforded in addition to excellent benefits.

Cons

Lots of folks don't do their job and aren't let go.

1
4.0
Jun 28, 2026
Recommend
CEO approval
Business Outlook

Pros

Great work life balance with a supportive and collaborative team. There are many opportunities to learn, both through jobs and training programs, making it a great place for professional development.

Cons

Career advancement opportunities can be limited. Frequent organizational restructuring can also create uncertainty and make it challenging to plan the long term.

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