Regulatory Analyst - Regulatory Analyst FINRA Employee Review

5.0
Aug 12, 2017
Recommend
CEO approval
Business Outlook

Pros

1. Market regulation works alongside member firms to protect the both, the investors and member firms (from each other and themselves) 2. Learn a lot quickly and, if you're on the right team, you will be challenged 3. Wonderful people with good intentions looking to to help people 4. Pay is decent. Decent pay is necessary because you need smart people in order to stop other smart people from trying to find a workaround in the financial system 5. Good work-life culture. 6. Good benefits

Cons

Funds towards team-building activities are non-existent. We shouldn't be afraid to use our funds wisely. Shouldn't need to work there for a year before teleworking. This is 2017 going into 2018. Much of the work can be done from home, so employees should have more freedom to reduce their commute time.

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5.0
May 22, 2026
Recommend
CEO approval
Business Outlook

Pros

The hybrid work schedule and the flexibility I am afforded in addition to excellent benefits.

Cons

Lots of folks don't do their job and aren't let go.

1
4.0
Jun 28, 2026
Recommend
CEO approval
Business Outlook

Pros

Great work life balance with a supportive and collaborative team. There are many opportunities to learn, both through jobs and training programs, making it a great place for professional development.

Cons

Career advancement opportunities can be limited. Frequent organizational restructuring can also create uncertainty and make it challenging to plan the long term.

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