Sales Practice Examiner - Sales Practice Examiner FINRA Employee Review

3.0
Sep 28, 2018
Recommend
CEO approval
Business Outlook

Pros

Good Work/Life balance A lot of locations

Cons

Very poor community Departments do not communicate properly Feedback is poorly given

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FINRA Response
6y
Thank you for sharing your perspective. Our Member Supervision team is in the middle of a transformation that we hope will eliminate any weaknesses or inconsistencies when it comes to communication and feedback, and generally improve the sense of community in the group. This transformation is built upon employee feedback, so we appreciate you sharing yours.

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5.0
May 22, 2026
Recommend
CEO approval
Business Outlook

Pros

The hybrid work schedule and the flexibility I am afforded in addition to excellent benefits.

Cons

Lots of folks don't do their job and aren't let go.

1
4.0
Jun 28, 2026
Recommend
CEO approval
Business Outlook

Pros

Great work life balance with a supportive and collaborative team. There are many opportunities to learn, both through jobs and training programs, making it a great place for professional development.

Cons

Career advancement opportunities can be limited. Frequent organizational restructuring can also create uncertainty and make it challenging to plan the long term.

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