Great place to work and earn your financial industry strips - Associate Examiner FINRA Employee Review

Thanks for taking the time to share your thoughts. We are in the midst of transforming our Examination and Risk Monitoring program to make it more effective and efficient, relying heavily on feedback from current and former employees as well as member firms and other stakeholders. We believe the changes we are making will mitigate or eliminate the frustrations you mention, among many other improvements. We encourage you to reach out to transformation leadership if you have additional feedback or wish to get involved.