Change! - Anonymous employee FINRA Employee Review

1.0
Dec 28, 2018
Anonymous employee
Recommend
CEO approval
Business Outlook

Pros

None at all maybe a 1 or 2 valued reps

Cons

Horrible structure and set to old ways! The exams that are set for reps they want them to fail. Reps need a BD to hold license or need to retake exam Customer Service are a bunch of kids that do not know how to talk to reps

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FINRA Response
6y
It appears you are a registered representative. We suggest you reach out to your regulatory coordinator with your feedback.

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5.0
May 22, 2026
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CEO approval
Business Outlook

Pros

The hybrid work schedule and the flexibility I am afforded in addition to excellent benefits.

Cons

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4.0
Jun 28, 2026
Recommend
CEO approval
Business Outlook

Pros

Great work life balance with a supportive and collaborative team. There are many opportunities to learn, both through jobs and training programs, making it a great place for professional development.

Cons

Career advancement opportunities can be limited. Frequent organizational restructuring can also create uncertainty and make it challenging to plan the long term.

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