FINRA Examiner - Associate Principal Examiner FINRA Employee Review

4.0
Jan 21, 2021
Recommend
CEO approval
Business Outlook

Pros

Training, benefits, work from home, opportunity to learn, technology, focus on diversity and inclusion

Cons

pay not in line with the industry, work can be boring, overanalyze topics

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FINRA Response
5y
Thanks for taking the time to share your feedback. We're glad to hear that you've had an opportunity to learn and benefit from our training programs. If you are starting to find the work boring, we encourage you to reach out to your manager to discuss options for taking on new challenges.

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5.0
May 22, 2026
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Pros

The hybrid work schedule and the flexibility I am afforded in addition to excellent benefits.

Cons

Lots of folks don't do their job and aren't let go.

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4.0
Jun 28, 2026
Recommend
CEO approval
Business Outlook

Pros

Great work life balance with a supportive and collaborative team. There are many opportunities to learn, both through jobs and training programs, making it a great place for professional development.

Cons

Career advancement opportunities can be limited. Frequent organizational restructuring can also create uncertainty and make it challenging to plan the long term.

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