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      FINRA

      Engaged Employer

      FINRA reviews

      Great Company - Principal Examiner FINRA Employee Review

      5.0
      Mar 29, 2021
      Principal examiner
      Recommend
      CEO approval
      Business Outlook

      Pros

      Work-life balance is great. Company has really gone above and beyond for its employees during Covid time. Company always trying to make itself better.

      Cons

      Internal job openings are open to everyone at the firm, regardless where you live, which makes it extremely competitive / difficult to get a coveted position like Manager.

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      5.0
      May 22, 2026
      Counsel
      Recommend
      CEO approval
      Business Outlook

      Pros

      The hybrid work schedule and the flexibility I am afforded in addition to excellent benefits.

      Cons

      Lots of folks don't do their job and aren't let go.

      1
      4.0
      Jun 28, 2026
      Exam manager
      Recommend
      CEO approval
      Business Outlook

      Pros

      Great work life balance with a supportive and collaborative team. There are many opportunities to learn, both through jobs and training programs, making it a great place for professional development.

      Cons

      Career advancement opportunities can be limited. Frequent organizational restructuring can also create uncertainty and make it challenging to plan the long term.

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