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      FINRA

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      FINRA reviews

      Assoicate FINRA Examiner - Associate Principal FINRA Employee Review

      4.0
      Nov 1, 2022
      Associate principal
      Recommend
      CEO approval
      Business Outlook

      Pros

      Great benefits including vacation personal days sick days and bereavement, generous 401k match and additional match based on years of service/age, technology support and training. Opportunity to interface with firm upper management and to particpate in FINRA ERG's and team buiding events. Opportunities to move within FINRA to other positions/departments, management is supportivie

      Cons

      Work can be tedious, not original work, audit/examinine, promotions take awhile and some people get overlooked.

      Explore other reviews about FINRA

      5.0
      May 22, 2026
      Counsel
      Recommend
      CEO approval
      Business Outlook

      Pros

      The hybrid work schedule and the flexibility I am afforded in addition to excellent benefits.

      Cons

      Lots of folks don't do their job and aren't let go.

      1
      4.0
      Jun 28, 2026
      Exam manager
      Recommend
      CEO approval
      Business Outlook

      Pros

      Great work life balance with a supportive and collaborative team. There are many opportunities to learn, both through jobs and training programs, making it a great place for professional development.

      Cons

      Career advancement opportunities can be limited. Frequent organizational restructuring can also create uncertainty and make it challenging to plan the long term.

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