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      FINRA

      Engaged Employer

      FINRA reviews

      Compliance Examiner - Anonymous employee FINRA Employee Review

      4.0
      Mar 8, 2016
      Anonymous employee
      Recommend
      CEO approval
      Business Outlook

      Pros

      Benefits There is always something new to learn Great colleagues

      Cons

      At times managers are afraid to make decisions. They are waiting on someone else to make the decision. A lot of CYA.

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      5.0
      May 22, 2026
      Counsel
      Recommend
      CEO approval
      Business Outlook

      Pros

      The hybrid work schedule and the flexibility I am afforded in addition to excellent benefits.

      Cons

      Lots of folks don't do their job and aren't let go.

      1
      4.0
      Jun 28, 2026
      Exam manager
      Recommend
      CEO approval
      Business Outlook

      Pros

      Great work life balance with a supportive and collaborative team. There are many opportunities to learn, both through jobs and training programs, making it a great place for professional development.

      Cons

      Career advancement opportunities can be limited. Frequent organizational restructuring can also create uncertainty and make it challenging to plan the long term.

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