Not For Everybody - Senior Compliance Analyst LPL Financial Employee Review

2.0
Feb 20, 2023
Recommend
CEO approval
Business Outlook

Pros

Peers and management in the department are great! Plethora of resources to help you do your job.

Cons

For the size and strength of LPL, I was surprised my department was so discombobulated. Lots of initiatives to simultaneously improve the advisor experience and streamline internal processes but they are not planned out thoroughly and every single initiative while I was there ended up with more work being put on your plate. They are really struggling with keeping a full staff which just compounds the issue mentioned above.

Explore other reviews about LPL Financial

5.0
May 27, 2026
Recommend
CEO approval
Business Outlook

Pros

I loved my internship here. It was very immersive and everyone was very kind and supportive. Loved the team I worked with.

Cons

Could have been a bit more to do.

1.0
Jul 2, 2026
Recommend
CEO approval
Business Outlook

Pros

Competitive pay — Compensation is solid compared to industry averages. • Pockets of good people — There are teams with genuinely decent, hardworking individuals trying to do the right thing. • Occasional bright spots — A few groups operate professionally despite the broader culture.

Cons

Retaliation everywhere — Speak up and you’re targeted. • Fabricated reviews — Feedback is made up to justify punishment. • Toxic cliques — Closed circles run the place and crush anyone outside them. • Hostile leadership — Belittling and aggression are normalized. • Politics over skill — Competence is irrelevant; alliances decide everything. • Fear‑driven culture — Employees stay silent because retaliation is guaranteed. • Hypocrisy everywhere — You’re excluded, then blamed for not being involved. • Values are a façade — The company talks integrity but operates on intimidation.

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