3.0
Apr 27, 2016
Former employee
Saint Petersburg, FL
Recommend
CEO approval
Business Outlook
Pros
Very compliance oriented. They do everything "by the books" and take great caution in staying within the regulator guidelines. Operations/Middle Office group is great at clearing trades and handling settlement issues.
Cons
This firm lacks diversity in its hiring process. During my time there I would estimate that 90+% of the salesforce were Caucasian.