FINRA reviews

3.8

71% would recommend to a friend

(932 total reviews)
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Robert W. Cook

64% approve of CEO

61% positive business outlook

FINRA has an employee rating of 3.8 out of 5 stars, based on 932 company reviews on Glassdoor which indicates that most employees have a good working experience there. The FINRA employee rating is in line with the average (within 1 standard deviation) for employers within the Financial Services industry (3.6 stars).

Reviews by job title

932 reviews
5.0
Sep 12, 2018

Meaningful work, great environment, opportunity to learn and grow

Anonymous employee
Recommend
CEO approval
Business Outlook

Pros

FINRA offers opportunities for people in a broad range of professions - data scientists, compliance examiners, enforcement attorneys, other regulators, investor educators, etc. - to grow and develop within their respective areas while doing very meaningful work: helping to protect investors. Challenging work that is personally and professionally rewarding. Collegial environment where others are happy to share their expertise to help you learn. Competitive compensation and benefits. FINRA is renewing itself with a comprehensive review of its organization and operations, with an eye toward being the most effective and efficient organization it can be. FINRA is fully committed to a diverse workforce and inclusive work environment, offering a number of programs and benefits along these lines. Senior leadership is actively engaged in advancing diversity and inclusion goals. Overall, an expectation that you have an opportunity to contribute your individual perspective and expertise to the success of the organization, and your ideas and views will be heard.

Cons

If you think that a non-for-profit, self-regulatory organization would be sleepy and slow-paced, this is not for you; performance expectations are set very high and the work can be intense. The organization is in the midst of very positive changes, and if you're not flexible, adaptable and willing and able to reinvent your work, this is not the place for you.

1.0
Sep 8, 2018
Recommend
CEO approval
Business Outlook

Pros

-Decent Benefits/time off (if you can use it) -Some nice introverted people to work with -Free bottled water in the break room

Cons

If you have any self respect, just don’t do it. I’m not sure why some of the other posts are about great work life balance because I was either in the office, on the road or at an airport waiting for a plane. Home was something of a myth. There is a reason the examiner position is permanently posted online. It’s one BIG revolving door. I could not believe how many examiners had worked there less then a year. They tell you minimal travel in your interviews then you find yourself living on the road not remembering the last hotel you stayed in or what city or town you are in. The pay is no where near where it should be for all the divorces and fractured relationships it causes. If the recruiter tells you about the big year end bonus, what ever numbers he tells you just cut it in half. Honestly, I felt like I was a trucker and being paid like one. Puts lots of stress on any relationships. Senior leadership/directors (in the LA office) is a text book example of individuals being promoted based on tenure and not on skill set or competency. -If you are a single individual that has cats at home with no other human relationships this might be for you. (Majority of co-workers fit this profile) -If your life aspirations are to audit financial offices and write a lengthy (And I mean LENGTHY) review and then have it criticed by a manager who will pick it apart then this might be for you. -If you like having NO Job autonomy this might be for you. -If you enjoy being micromanaged to a point where you can’t breath with out permission then this might be for you. -If you like working long hours (50-60 Hour weeks) and not being paid overtime this job might be for you. The co-workers at FINRA are nice, but the majority of them have almost no personality. I guess that goes with the audit space. I wish I would have read the reviews before I took this job. I will never get those two years back on my life.

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FINRA Response
6y
Thanks for taking the time to share your thoughts. As you might be aware, we are in the midst of transforming our Examination and Risk Monitoring program to make it more effective and efficient, relying heavily on feedback from current and former employees as well as member firms and other stakeholders. We believe the changes we are making will mitigate or eliminate the frustrations you mention, among many other improvements. If you have additional feedback, you can email glassdoor@finra.org.
1.0
Aug 30, 2018
Recommend
CEO approval
Business Outlook

Pros

Meet my mentor over there

Cons

Some managers are really...... I really don't know how to put it, it is really sensitive. All about race, office affairs kind of stuff.

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FINRA Response
6y
Thank you for taking the time to provide feedback. We are concerned about your mention of issues with managers when it comes to race or office affairs. We strongly encourage you to reach out to the Office of the Ombudsman for a conversation about your experience.
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Glassdoor has 1,227 FINRA reviews submitted anonymously by FINRA employees. Read employee reviews and ratings on Glassdoor to decide if FINRA is right for you.