4.0
Dec 15, 2021
Recommend
CEO approval
Business Outlook
Pros
SagePoint is a large broker/dealer firm that offers support for financial advisors. Their tech platform needs some work, and I believe they are sincere about trying to implement a new improvements. The compliance department is thorough, and to advisors that are conscientious, this is an asset because it prevents problems for us in the long run. The people are genuine.
Cons
Tech can be glitchy. They nickel and dime advisors on fees, but that is not exclusive to this b/d; they all do it. Management sets expectations for themselves and systematically fails to meet every single goal. It is to the point where no one believes a word that is uttered at the annual conference. Advisors actually joke about it regularly.