Check out your Company Bowl for anonymous work chats.
Smishing involves scammers sending unsolicited messages in an attempt to steal data and wealth from investors. These scams take place through text message and platforms like iMessage, Google Messages and WhatsApp. Learn more ways to reduce your risk of getting hooked by a hashtag#smishing scam:▶️ https://bit.ly/41LpSWz
Be Alert to Investor Risks from SMS Phishing Scams
FINRA CEO Robert Cook spoke at hashtag#SIFMACL today, outlining our key enterprise initiatives, which include: ▶️ Modernizing the rule book and oversight ▶️ Reducing unnecessary burdens and enhancing how we support member firm compliance to better protect investors and safeguard markets ▶️ Partnering with the industry to fight fraud and cyber risks Stay connected with us – more details coming soon on these important initiatives.
Eliminating All PII from CAT
Not all that glitters is a safe investment. Be cautious of fraudulent schemes involving physical precious metals, especially those targeting self-directed IRAs. Protect yourself by reading our Investor Bulletin to learn how to spot and avoid these increasingly common scams. Learn more ▶️ https://bit.ly/3PvUrc6
Investor Bulletin: 10 Things to Ask Before Buying Physical Gold, Silver or Other Metals
It's hashtag#NationalConsumerProtectionWeek, and we’re shining a light on fraud awareness in our latest episode of hashtag#FINRAUnscripted. Join us in a conversation with Rob Mascio, Director of the FINRA Investor Education Foundation, to discuss emerging fraud trends, the most common red flags to watch out for, and practical steps you can take to protect your investments. Listen here 🎧 https://bit.ly/41pwVCP
Protecting Yourself from Financial Fraud: Navigating an Evolving Landscape
Millions of dollars are stolen each year from hard-working individuals through relationship and romance scams. In this episode of hashtag#FINRAUnscripted, two victims bravely share the financial, mental and emotional toll they experienced at the hands of scammers. Learn how they worked to recover from their losses and discover the red flags so you can spot the difference between hashtag#DatingOrDefrauding. Listen here 🎧 https://bit.ly/3BGO01K
The Victim Experience: When Romance Leads to a Crypto Scam
Money matters may not be the most romantic topic, but they're crucial when building a life together with your partner. Having open, honest conversations about budgeting, saving, and investing are important as you plan for your shared future. While you enjoy the chocolates and flowers this Valentine's Day, don't forget to also start having those meaningful money talks with your partner. Learn more: https://bit.ly/410aVyd
Keep the Harmony Alive: Discussing Money and Investing With Your Partner
Our new hashtag#FINRAUnscripted podcast episode features insights from FINRA's StratIntel team on evolving intelligence gathering and risk monitoring approaches. Learn how the team leverages data and analytics to support its mission of investor protection and market integrity. Listen to the full episode here🎧 https://bit.ly/41a15Ln
Using Data to Stay Ahead of Risk: Introducing FINRA's StratIntel Team
Did you know that in most cases, the IRS requires you to take required minimum distributions from your individual retirement accounts and employer-sponsored retirement plans once you reach age 73? It's important to understand the RMD requirements to avoid costly penalties. To learn more about how they may impact your retirement planning, check out this helpful resource:▶️ https://bit.ly/41452Be
Who says setting financial goals is reserved for January 1st? Remember, it's never too late to start improving your money management. Here are six tips you can follow to boost your financial know-how all year long. Learn more: https://bit.ly/38J3uzA
Focus on Financial Resolutions for the New Year
Don't miss the latest episode of hashtag#FINRAUnscripted, where we dive into the 2025 Regulatory Oversight Report with FINRA's regulatory operations leaders. They share key takeaways and insights that are a must-listen for member firms. Tune in as our VP of Member Relations and Education, Kayte Toczylowski, hosts this informative discussion. Listen now 🎧 https://bit.ly/3CsuuH9
Unpacking the 2025 FINRA Regulatory Oversight Report