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      Senior Compliance/Risk Analyst Interview

      Aug 16, 2014
      Anonymous Interview Candidate
      No offer
      Difficult interview

      Application

      I applied through a recruiter. The process took 3 weeks. I interviewed at Macquarie Group in May 2014

      Interview

      Very intense interview process consisting of a 3 hour psychometric exam followed by 4-5 one on one interviews with the hiring manager, department head, and two other head ofs. First interview focused on culture fit and background. The second interview with the department head was significantly more challenging focusing more on technical abilities and demonstrated experience. Unfortunately, I did not get the role as it was only at the second stage that I was made aware of the department head's desire for a candidate with very specific experience. One thing you'll notice immediately is that there is a high achieving culture as the people are very intelligent. I was impressed by this compliance team's values and the management's vision for how it will add value to the business as a whole.

      Interview questions [1]

      Question 1

      What is your definition of "compliance" in reference to investment banking? Be specific. This question was unexpected because there was no previous indication that the role would be focused on investment banking (it was advertised as a generalist role).
      Answer question
      2

      Jobs at Macquarie Group

      5 jobs in United States
      Senior Analyst, Regulatory Compliance, Registration and Licensing
      United States
      ·
      $92K - $105K /yr
      (Employer provided)
      View job
      Associate Business Analyst, Client
      United States
      ·
      $145K - $165K /yr
      (Employer provided)
      View job
      Credit Analyst
      United States
      ·
      $90K - $110K /yr
      (Employer provided)
      View job
      Associate Director, Real Estate Digital and AI
      United States
      ·
      $270K - $290K /yr
      (Employer provided)
      View job
      QIS Investor Sales Analyst
      United States
      ·
      $130K - $160K /yr
      (Employer provided)
      View job
      View all Senior Compliance/Risk Analyst Jobs