FINRA reviews

3.8

71% would recommend to a friend

(932 total reviews)
avatar

Robert W. Cook

64% approve of CEO

61% positive business outlook

FINRA has an employee rating of 3.8 out of 5 stars, based on 932 company reviews on Glassdoor which indicates that most employees have a good working experience there. The FINRA employee rating is in line with the average (within 1 standard deviation) for employers within the Financial Services industry (3.6 stars).

Reviews by job title

932 reviews
1.0
Feb 1, 2019
Recommend
CEO approval
Business Outlook

Pros

Free water, coffee and tea. Work from home if you're in the right department and your manager allows you, i.e., likes you enough to take advantage of it, otherwise you're out of luck and really should leave; decent benefits (medical, dental and vision and 6% 401k match).

Cons

Underappreciated; underpaid; lack of communication from management; too many levels of decision makers none of whom actually makes any decisions; lots of finger pointing.; very into customer service pleasing, i.e., the big broker dealers who complain to management rather than protecting the investors.

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FINRA Response
6y
Thank you for your feedback. As part of FINRA360, the review of our processes and business, we are looking at a number of ways to become more effective and efficient at achieving our mission of investor protection and market integrity. In particular, we are in the midst of transforming our Examination and Risk Monitoring program which we believe will help address many of the concerns you mention. We are taking a fresh look at our approach and leveraging feedback from many stakeholders including current and former employees. If you have additional feedback, you can email glassdoor@finra.org.
1.0
Jan 31, 2019
Recommend
CEO approval
Business Outlook

Pros

Benefits good Flexible hours if needed

Cons

Management bad. They are not well trained management. Favoritism from managers. Too much work and no help or even OT offered. We were always stressed and busy but management doesn’t help and even leaves early everyday No appreciation Focus only on negatives and never positive things I did to help

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FINRA Response
6y
Thank you for taking the time to leave a review. We are sorry you had such a negative experience with your manager. We encourage any employee to reach out to discuss those concerns. If you would like to provide any additional information about your particular situation you can email glassdoor@finra.org. We wish you the best in your future endeavors.
4.0
Jan 7, 2019

HR Manager

Anonymous employee
Recommend
CEO approval
Business Outlook

Pros

Company Mission. Working with great people.

Cons

Politics can get in the way of moving things forward.

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FINRA Response
6y
Thanks for taking the time to share your experience. We’re happy to hear you were motivated by our mission and enjoyed working with your colleagues. We’re sorry to hear you found politics could give in the way. We welcome any tips at glassdoor@finra.org.
Viewing 514 - 516 of 932 Reviews

Glassdoor has 1,227 FINRA reviews submitted anonymously by FINRA employees. Read employee reviews and ratings on Glassdoor to decide if FINRA is right for you.