FINRA reviews

3.8

71% would recommend to a friend

(932 total reviews)
avatar

Robert W. Cook

64% approve of CEO

61% positive business outlook

FINRA has an employee rating of 3.8 out of 5 stars, based on 932 company reviews on Glassdoor which indicates that most employees have a good working experience there. The FINRA employee rating is in line with the average (within 1 standard deviation) for employers within the Financial Services industry (3.6 stars).

Reviews by job title

932 reviews
4.0
Jan 5, 2019

Good job

Recommend
CEO approval
Business Outlook

Pros

Job security was a plus

Cons

Slow to change, fear of making a mistake

avatar
FINRA Response
6y
We are glad to hear you felt secure in your position. We have received feedback from staff similar to yours. In response, we've funded an initiative that will help us quickly implement innovative ideas that align with our business goals. We believe this will improve our efficiency. We continue to assess ways to improve and appreciate your feedback.
1.0
Dec 28, 2018

Change!

Anonymous employee
Recommend
CEO approval
Business Outlook

Pros

None at all maybe a 1 or 2 valued reps

Cons

Horrible structure and set to old ways! The exams that are set for reps they want them to fail. Reps need a BD to hold license or need to retake exam Customer Service are a bunch of kids that do not know how to talk to reps

avatar
FINRA Response
6y
It appears you are a registered representative. We suggest you reach out to your regulatory coordinator with your feedback.
3.0
Dec 19, 2018
Recommend
CEO approval
Business Outlook

Pros

I worked in the Office of Fraud Detection and Market Intelligence for several years and have spoken with many employees in many departments. Here is my analysis of my time there: - good place to launch a financial career - reasonable work hours - work exposes you to the broker-dealer industry and is a great way to learn - solid benefits. remote working available after 1 year.

Cons

- toxic culture that starts at the top and trickles down. management gaslights you into believing it's a "relaxed" place to work and it seems that way, but it's a frat house environment. There are a lot of big and fragile egos there. - toxic environment seems to extend throughout most of the financial (member reg, ofdmi, etc.) groups. Tech seems okay. - management has no accountability. They can and will blame every mistake on the investigator. - minimal room for growth and upward mobility - to succeed you must "play the game", become buddy-buddy with the bosses, worship the ground they walk on, and become a peon. There is no room for dissent. So either keep your head down or fall in line. - pay well below industry standards

avatar
FINRA Response
6y
Thank you for taking the time to leave a review. We’re glad you found FINRA to be a good place to launch your career. We are in the midst of transforming our Examination and Risk Monitoring program, which includes the Office of Fraud Detection and Market Intelligence, to make it more effective and efficient, relying heavily on feedback from current and former employees as well as member firms and other stakeholders. We believe the changes we are making will mitigate or eliminate the concerns you mention, among many other improvements. Regardless, if you wish to share more information on your situation, you can email us at glassdoor@finra.org
Viewing 517 - 519 of 932 Reviews

Glassdoor has 1,227 FINRA reviews submitted anonymously by FINRA employees. Read employee reviews and ratings on Glassdoor to decide if FINRA is right for you.