4.0
Jun 2, 2025
Recommend
CEO approval
Business Outlook
Pros
Great company to get licensed with Series 7 and 66. Long-term opportunities are everywhere and you can easily find opportunities with other firms.
Cons
Pretty late to the ETF and SMA game. Mutual Funds were the bread and butter for a long time. Hard to compete with some of the names that are already strong out there in those two spaces.