FINRA reviews

3.8

71% would recommend to a friend

(931 total reviews)
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Robert W. Cook

64% approve of CEO

61% positive business outlook

FINRA has an employee rating of 3.8 out of 5 stars, based on 931 company reviews on Glassdoor which indicates that most employees have a good working experience there. The FINRA employee rating is in line with the average (within 1 standard deviation) for employers within the Financial Services industry (3.6 stars).

Reviews by job title

931 reviews
1.0
Dec 28, 2018

Change!

Anonymous employee
Recommend
CEO approval
Business Outlook

Pros

None at all maybe a 1 or 2 valued reps

Cons

Horrible structure and set to old ways! The exams that are set for reps they want them to fail. Reps need a BD to hold license or need to retake exam Customer Service are a bunch of kids that do not know how to talk to reps

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FINRA Response
6y
It appears you are a registered representative. We suggest you reach out to your regulatory coordinator with your feedback.
1.0
Oct 29, 2018

Examiner

Anonymous employee
Recommend
CEO approval
Business Outlook

Pros

Good Experience as a regulator

Cons

Terrible pay and work life balance

3.0
Aug 23, 2018

Great pay and Benefits

Recommend
CEO approval
Business Outlook

Pros

Great benefits. Work can be meaningful.

Cons

Management is the old guard. Primarily former SEC staffers looking to cash in after a career in government. Management that has been there a long time have their favorite people and the organization is very bureaucratic.

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FINRA Response
6y
Thank you for your feedback. As part of FINRA360, the review of our processes and business, we are looking at a number of ways to become more effective and efficient at achieving our mission of investor protection and market integrity. We are hoping the changes made will address your concerns regarding the bureaucracy and need to streamline operations.
Viewing 232 - 234 of 931 Reviews

Glassdoor has 1,226 FINRA reviews submitted anonymously by FINRA employees. Read employee reviews and ratings on Glassdoor to decide if FINRA is right for you.