1.0
Jul 11, 2017
The rules have changed when the pigs stand on their feet.
Former employee, less than 1 year
Denver, CO
Recommend
CEO approval
Business Outlook
Pros
Great place to work if you do not want your regulatory disclosures reported to FINRA.
Cons
My experience was that in September 2014, I was recruited to financial services(Transamerica Financial Advisors) by Don Iley, obtained the series 6 license, and Don was my sponsor, mentor, trainer, Senior Marketing Direct,CEO, etc.. with access and authorization to alter my computerized personnel files. Within months, it became apparent in that group of financial advisors that Don and many people in that group (members and associates)were covering up something, which is when I ran directly into(and was crushed by) the wall of silence.